The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general …

Effective Oct. 27, 2025, FINRA will reduce the number of unscored (pretest) questions delivered to candidates on the Securities Industry Essentials (SIE), Series 7 - General Securities Representative …

Mar 26, 2008 · Series 7 Examination Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities …

The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives. The Series 7 exam seeks to measure the degree to which each candidate …

The following FAQ on FINRA.org pertain to Qualification Exams: Frequently Asked Questions Regarding Qualification Exams Frequently Asked Questions Regarding Qualification and Registration …

Managing Individuals Securities Registration Information FINRA’s Financial Professional Gateway (FinPro Gateway™) provides financial professionals access to resources and tools to manage their …

Enroll here to complete required FINRA exams, whether you are new to the industry or are seeking to broaden your career.

Individuals registering as compliance officers on or after October 1, 2018, are required to 1) pass the Compliance Official (Series 14) Exam; or 2) pass the SIE, the General Securities Representative …

In conjunction with other self-regulatory organizations and the Securities Industry/Regulatory Council on Continuing Education, FINRA administers the continuing education (CE) program for the securities …

the name of the exam or its identifying series ID (e.g., Series 7). It is possible for a candidate to schedule two different exams on the same day or on different days. Candidates must select each …