On January 13, 2025, the U.S. Securities and Exchange Commission announced settled enforcement actions with five registered investment advisers ...

The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...

Republican Caroline Pham, named acting chair on Monday of the U.S. Commodity Futures Trading Commission by newly installed ...

Newly sworn-in President Donald Trump has tapped Mark Uyeda, a Republican member of the U.S. Securities and Exchange ...

Some crypto firms worry that the agency's harsh enforcement actions may still impact them months or years into a new ...

The SEC files a lawsuit against Nova Labs for misleading claims about partnerships with major companies like Salesforce and ...

"Arbitrary" and "capricious" will forever characterize Gary Gensler's tenure at the helm of the U.S. Securities and Exchange Commission, a couple of words used in two crucial rebukes by U.S. courts.

The president's enthusiasm for the virtual currency could prompt states to start making crypto investments through their public pension funds.

Bitcoin surged to over $109,000 before Donald Trump's inauguration, as the crypto sector awaits major action from him.

On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...

Advocates and holders of crypto will soon influence U.S. policy on the emerging technology after a slew of nominations and ...

Trump has promised a more crypto-friendly administration. The present-elect named regulatory hawk and crypto advocate Paul ...