The budding RPA industry, which started in the 1990s, grew pretty much unnoticed by most broker/dealers and insurance firms. The 2000s saw enlightened brokers acting and signing on as co-fiduciaries ...

The alternative asset management behemoth announced three senior leadership additions, including a new global COO on its ...

About 83% of aspiring CFP planners under 35 are “very likely” or “likely” to work at a firm encouraging pro bono policies, ...

Generative artificial intelligence company Boosted.ai announced this week the closing of a $15 million financing round. Part ...

Here are seven considerations that practitioners should keep in mind when drafting wills and trusts for clients who want to ...

Administration for these structures requires compliance, which now includes the U.S. Corporate Transparency Act (the CTA). This will likely be managed by a centralized management company, such as a ...

Louis Diamond offers UBS advisors a perspective on the firm’s compensation plan changes, which were announced on Nov. 21.

While some firms struggle with manual processes and paperwork, industry leaders are leveraging automation to scale their ...

The regulator said the ruling in the case concerning Utah-based brokerage Alpine Securities won’t affect day-to-day ...

With Bitcoin approaching $100,000 as we go to press, many of your clients may ask if they should add cryptocurrency to their portfolios. Some may be irked that they’ve been sitting on the ...