Only 3% of SEC-registered RIAs qualify as small entities under the agency's current threshold, but about 75 percent would ...

The liquidity increase at the nontraded Blue Owl Technology Income Corp. comes as some advisors and clients are bailing from ...

Wealth managers are adjusting portfolios early in 2026 to contain concentration risk stemming from the Magnificent 7.

The Supreme Court failed to issue a decision on President Trump's tariffs today, but wealth managers are viewing any ruling ...

Michael and David Sztrom, California-based investment advisors, were hoping to block an SEC administrative proceeding that ...

In the most recent 2025 Kitces Research on Advisor Technology, the top two advisor-specific notetakers (Jump and Zocks) ...

Meanwhile, Prospera has added its first team in Vermont, while Concurrent gets bigger in Texas with a $385 double acquisition ...

Also, LPL has scooped a second-generation high-net-worth practice from Osaic, while Ameriprise welcomes a father-son team from Edward Jones to its financial institutions group.

Terri Kallsen takes over as CFP Board chair while educator-turned-planner Dan Galli steps into the top volunteer role at the ...

Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...

Global healthcare private equity delivered a historic performance in 2025, with total deal value climbing to an estimated ...

AI solution provider Jump has released its inaugural 2026 Financial Advisor Insights Report which analyzes around 12,000 ...