When new companies prepare for an IPO or established companies seek to issue new equity, they need to file a prospectus. This is a legal document provided to investors interested in a financial ...

A prospectus is an official document filed with the Securities and Exchange Commission (SEC) that offers details about an investment being offered to the public for purchase. The prospectus is a legal ...

Thomas J Catalano is a CFP and Registered Investment Adviser with the state of South Carolina, where he launched his own financial advisory firm in 2018. Thomas' experience gives him expertise in a ...

The regime for the EU Follow-On Prospectus provides for a standardised format and sequence and imposes a page limit in the case of secondary issuances of shares to ensure concise disclosure that is ...