Broker-dealer Bear, Stearns & Co., and Bear, Stearns Securities Corp., a clearing entity, agreed yesterday to pay $250 million and take several remedial actions to settle Securities and Exchange ...

The Canadian Securities Administrators (CSA) have taken steps to postpone until August 20, 2018 the phase-in date of the mandatory clearing requirements set out in National Instrument 94-101 Mandatory ...

Cboe and Turquoise have established EU entities in Amsterdam, while Aquis Exchange set up its new EU base in Paris. European equities clearinghouse EuroCCP has been chosen to provide clearing services ...

On July 13, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA EMIR Classification Letter (the Classification Letter), a form of letter that may be used by market ...

Discover how Central Counterparty Clearing Houses (CCPs) enhance trading security by mitigating counterparty risk and ensuring trade completion in derivatives and equities markets.

Agency: "Board of Governors of the Federal Reserve System." SUMMARY: The Board of Governors (Board) is publishing a final rule that amends Regulation EE to include additional entities in the ...

The Commodity Futures Trading Commissions (CFTC) Division of Market Oversight (Division) announced the extension of time-limited no-action relief to entities submitting swaps for clearing by ...