JD Supra

The DOJ Bulk Data Transfer Rule: Are You Subject to It and What Does It Require?

The lengthy and complex “Bulk Data Transfer Rule,” more formally known as the “Rule Preventing Access to U.S. Sensitive Personal Data and Government-Related Data by Countries of Concern or Covered ...
The National Law Review

President Biden Issues Executive Order Restricting Bulk Transfers of Sensitive Personal and US Government-Related Data

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
InvestmentNews

FINRA trims pre-review of negative-consent bulk transfer letters

FINRA said in Regulatory Notice 26-03, published Feb. 6, 2026, that it will discontinue its current practice of reviewing firms’ draft customer letters that use negative consent to effect bulk ...
JD Supra

Financial Services M&A: FINRA Notice Regarding Bulk Account Transfer Reduces Regulatory Burdens and Provides Updated Guidance

FINRA has issued Regulatory Notice 26 03, providing updated and consolidated guidance on the use of negative consent to effect the bulk transfer or assignment of customer accounts between broker ...